DAX ®12.847,68+3,36%TecDAX ®3.250,99+0,13%S&P FUTURE3.176,40+0,46%Nasdaq 100 Future9.834,25+2,16%
finanztreff.de

DGAP-PVR: 4basebio AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

| Quelle: Dow Jones Newsw... | Lesedauer etwa 4 min. | Text vorlesen Stop Pause Fortsetzen


DGAP Voting Rights Announcement: 4basebio AG
4basebio AG: Release according to Article 40, Section 1 of the WpHG [the
German Securities Trading Act] with the objective of Europe-wide
distribution

2020-03-16 / 17:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

*Notification of Major Holdings*

*1. Details of issuer*
+++
|Name: |4basebio AG |
+++
|Street: |Waldhofer Str. 102 |
+++
|Postal code: |69123 |
+++
|City: |Heidelberg |
| |Germany |
+++
|Legal Entity Identifier (LEI):|391200H5BDEVHMOV3U10|
+++
*2. Reason for notification*
+-++
|X|Acquisition/disposal of shares with voting rights|
+-++
| |Acquisition/disposal of instruments |
+-++
| |Change of breakdown of voting rights |
+-++
| |Other reason: |
+-++
*3. Details of person subject to the notification obligation*
++
|Natural person (first name, surname): Wilhelm K.T. Zours|
|Date of birth: 28 Jul 1961 |
++
*4. Names of shareholder(s)*
holding directly 3% or more voting rights, if different from 3.

++
|Deutsche Balaton Aktiengesellschaft, SPARTA AG |
++
*5. Date on which threshold was crossed or reached:*
++
|11 March 2020|
++
*6. Total positions*
++++++
| |% of voting| % of voting| Total of| Total|
| | rights| rights| both in %| number of|
| |attached to| through| (7.a. +| voting|
| | shares| instruments| 7.b.)| rights|
| | (total of| (total of| |pursuant to|
| | 7.a.)| 7.b.1 +| | Sec. 41|
| | | 7.b.2)| | WpHG|
++++++
|New | 15.01 %| 5.65 %| 20.66 %| 53,033,177|
++++++
|Previous | 14.46 %| 5.72 %| 20.18 %| /|
|notification | | | | |
++++++
*7. Details on total positions*
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)*
++++++
|ISIN | Absolute | In % |
++++++
| | Direct| Indirect| Direct| Indirect|
| | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34|
| | WpHG)| WpHG)| WpHG)| WpHG)|
++++++
|DE000A2YN801| | 7960886| %| 15.01 %|
++++++
|*Total* | 7960886 | 15.01 % |
++++++
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG*
++++++
|Type of |Expiration or |Exercise or | Voting| Voting|
|instrumen|maturity date |conversion | rights|rights in %|
|t | |period | absolute| |
++++++
| | | | | %|
++++++
| | |*Total* | | %|
++++++
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG*
+++++++
|Type of |Expiration |Exercise |Cash or | Voting| Voting|
|instrument |or maturity|or |physical | rights| rights|
| |date |conversio|settlemen| absolute| in %|
| | |n period |t | | |
+++++++
|Convertible |26.08.2021 |until |Physical | 1566898| 2.95 %|
|bond | |13.08.202| | | |
| | |1 | | | |
+++++++
|Call option | |until |Physical | 1428570| 2.69 %|
| | |27.08.202| | | |
| | |1 | | | |
+++++++
| | | |*Total* | 2995468| 5.65 %|
+++++++
*8. Information in relation to the person subject to the notification
obligation*

+-++
| |Person subject to the notification obligation is not |
| |controlled nor does it control any other undertaking(s) that|
| |directly or indirectly hold(s) an interest in the |
| |(underlying) issuer (1.). |
+-++
|X|Full chain of controlled undertakings starting with the |
| |ultimate controlling natural person or legal entity: |
+-++

Name % of voting % of voting Total of both
rights (if at rights (if at least
least 3% or through 5% or more)
more) instruments
(if at least
5% or more)
Wilhelm K.T. Zours % % %
DELPHI % % 5.86 %
Unternehmensberatung
Aktiengesellschaft
VV Beteiligungen % % %
Aktiengesellschaft
Deutsche Balaton 9.78 % % 11.19 %
Aktiengesellschaft
AEE Ahaus-Enscheder % % %
AG
Wilhelm K.T. Zours % % %
DELPHI % % 5.86 %
Unternehmensberatung
Aktiengesellschaft
VV Beteiligungen % % %
Aktiengesellschaft
Deutsche Balaton 9.78 % % 11.19 %
Aktiengesellschaft
SPARTA AG 3.43 % % %
Wilhelm K.T. Zours % % %
DELPHI % % 5.86 %
Unternehmensberatung
Aktiengesellschaft
VV Beteiligungen % % %
Aktiengesellschaft
Deutsche Balaton 9.78 % % 11.19 %
Aktiengesellschaft
Investunity AG % % %
*9. In case of proxy voting according to Sec. 34 para. 3 WpHG*
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:

++++
| Proportion of voting| Proportion of|Total of both|
| rights| instruments| |
++++
| %| %| %|
++++
*10. Other explanatory remarks:*

++
||
++
Date

++
|13 March 2020|
++

2020-03-16 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Archive at www.dgap.de
997215 2020-03-16



(END) Dow Jones Newswires

March 16, 2020 12:00 ET ( 16:00 GMT)
Werbung

Das könnte Sie auch interessieren

News-Suche

Suchbegriff:

Aktuelle Videos

HSBC Trading TV

Werbung

Trading-Tipp

Börsen & Märkte

US-Marktüberblick

zur Mediathek
Werbung

Werbung
Diese Seite empfehlenschliessen
Interessant, oder?
Teilen Sie diese Seite auf Facebook oder Twitter
Wenn Sie auf die Teilen-Buttons klicken und sich bei den Betreibern einloggen, werden Daten an den jeweiligen Betreiber übermittelt. Bitte beachten Sie die Datenschutzerklärung.
Aktuelle Umfrageschliessen
Wie, glauben Sie, wird der DAX am Ende dieser Woche - KW 24 - stehen?
Jetzt abstimmen!
Alle Umfragen ansehen