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DGAP-PVR: 4basebio AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

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DGAP Voting Rights Announcement: 4basebio AG
4basebio AG: Release according to Article 40, Section 1 of the WpHG [the
German Securities Trading Act] with the objective of Europe-wide
distribution

2020-05-20 / 18:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

*Notification of Major Holdings*

*1. Details of issuer*
+++
|Name: |4basebio AG |
+++
|Street: |Waldhofer Str. 102 |
+++
|Postal code: |69123 |
+++
|City: |Heidelberg |
| |Germany |
+++
|Legal Entity Identifier (LEI):|391200H5BDEVHMOV3U10|
+++
*2. Reason for notification*
+-++
| |Acquisition/disposal of shares with voting rights |
+-++
| |Acquisition/disposal of instruments |
+-++
| |Change of breakdown of voting rights |
+-++
|X|Other reason: |
| |Voluntary group notification due to crossing a threshold on |
| |a subsidiary level |
+-++
*3. Details of person subject to the notification obligation*
++
|Natural person (first name, surname): Wilhelm K. T. Zours|
|Date of birth: 28 Jul 1961 |
++
*4. Names of shareholder(s)*
holding directly 3% or more voting rights, if different from 3.

++
|Deutsche Balaton Aktiengesellschaft, SPARTA AG |
++
*5. Date on which threshold was crossed or reached:*
++
|14 May 2020|
++
*6. Total positions*
++++++
| |% of voting|% of voting| Total of| Total number|
| | rights| rights| both in %| of voting|
| |attached to| through| (7.a. +| rights|
| | shares|instruments| 7.b.)| pursuant to|
| | (total of| (total of| | Sec. 41 WpHG|
| | 7.a.)| 7.b.1 +| | |
| | | 7.b.2)| | |
++++++
|New | 18.04 %| 6.21 %| 24.24 %| 48525915|
++++++
|Previous | 15.35 %| 5.66 %| 21.01 %| /|
|notification | | | | |
++++++
*7. Details on total positions*
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)*
++++++
|ISIN | Absolute | In % |
++++++
| | Direct| Indirect| Direct| Indirect|
| | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34|
| | WpHG)| WpHG)| WpHG)| WpHG)|
++++++
|DE000A2YN801| 0| 8752147| 0.00 %| 18.04 %|
++++++
|*Total* | 8752147 | 18.04 % |
++++++
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG*
++++++
|Type of |Expiration or |Exercise or | Voting| Voting|
|instrumen|maturity date |conversion | rights|rights in %|
|t | |period | absolute| |
++++++
| | | | 0| 0.00 %|
++++++
| | |*Total* | 0| 0.00 %|
++++++
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG*
+++++++
|Type of |Expiration |Exercise |Cash or | Voting| Voting|
|instrument |or maturity|or |physical | rights| rights|
| |date |conversio|settlemen| absolute| in %|
| | |n period |t | | |
+++++++
|Convertible |26.08.2021 |until |Physical | 1582679| 3.26 %|
|bond | |13.08.202| | | |
| | |1 | | | |
+++++++
|Call option | |until |Physical | 1428570| 2.94 %|
| | |27.08.202| | | |
| | |1 | | | |
+++++++
| | | |*Total* | 3011249| 6.21 %|
+++++++
*8. Information in relation to the person subject to the notification
obligation*

+-++
| |Person subject to the notification obligation is not |
| |controlled nor does it control any other undertaking(s) that|
| |directly or indirectly hold(s) an interest in the |
| |(underlying) issuer (1.). |
+-++
|X|Full chain of controlled undertakings starting with the |
| |ultimate controlling natural person or legal entity: |
+-++

+++++
|Name | % of voting|% of voting| Total of both|
| | rights (if at| rights| (if at least|
| | least 3% or| through| 5% or more)|
| | more)|instruments| |
| | | (if at| |
| | |least 5% or| |
| | | more)| |
+++++
|Wilhelm K. T. Zours | %| %| %|
+++++
|DELPHI | %| %| 6.42 %|
|Unternehmensberatung| | | |
|Aktiengesellschaft | | | |
+++++
|VV Beteiligungen | %| %| %|
|Aktiengesellschaft | | | |
+++++
|Deutsche Balaton | 12.15 %| %| 13.70 %|
|Aktiengesellschaft | | | |
+++++
|AEE Ahaus-Enscheder | %| %| %|
|AG | | | |
+++++
|- | %| %| %|
+++++
|Wilhelm K.T. Zours | %| %| %|
+++++
|DELPHI | %| %| 6.42 %|
|Unternehmensberatung| | | |
|Aktiengesellschaft | | | |
+++++
|VV Beteiligungen | %| %| %|
|Aktiengesellschaft | | | |
+++++
|Deutsche Balaton | 12.15 %| %| 13.70 %|
|Aktiengesellschaft | | | |
+++++
|SPARTA AG | 3.92 %| %| %|
+++++
|- | %| %| %|
+++++
|Wilhelm K.T. Zours | %| %| %|
+++++
|DELPHI | %| %| 6.42 %|
|Unternehmensberatung| | | |
|Aktiengesellschaft | | | |
+++++
|VV Beteiligungen | %| %| %|
|Aktiengesellschaft | | | |
+++++
|Deutsche Balaton | 12.15 %| %| 13.70 %|

(MORE TO FOLLOW) Dow Jones Newswires

May 20, 2020 12:30 ET ( 16:30 GMT)
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