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DGAP-PVR: AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

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DGAP Voting Rights Announcement: AIXTRON SE
AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the
German Securities Trading Act] with the objective of Europe-wide
distribution

2019-10-14 / 16:58
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

*Notification of Major Holdings*

*1. Details of issuer*
+++
|Name: |AIXTRON SE |
+++
|Street: |Dornkaulstraße 2|
+++
|Postal code: |52134 |
+++
|City: |Herzogenrath |
| |Germany |
+++
|Legal Entity Identifier (LEI):|5299004UJ4D51M25LD67 |
+++
*2. Reason for notification*
+-++
| |Acquisition/disposal of shares with voting rights |
+-++
| |Acquisition/disposal of instruments |
+-++
| |Change of breakdown of voting rights |
+-++
|X|Other reason: |
| |Acquisition and Merger with Oppenheimer Funds Inc. : please |
| |see Section 10 |
+-++
*3. Details of person subject to the notification obligation*
++
|Legal entity: AIM INTERNATIONAL MUTUAL FUNDS (INVESCO |
|INTERNATIONAL MUTUAL FUNDS) |
|City of registered office, country: Wilmington, Delaware, |
|United States of America (USA) |
++
*4. Names of shareholder(s)*
holding directly 3% or more voting rights, if different from 3.

++
||
++
*5. Date on which threshold was crossed or reached:*
++
|24 May 2019|
++
*6. Total positions*
++++++
| |% of voting| % of| Total of| Total number|
| | rights| voting| both in %| of voting|
| |attached to| rights| (7.a. +| rights|
| | shares| through| 7.b.)| pursuant to|
| | (total of|instrument| | Sec. 41 WpHG|
| | 7.a.)| s| | |
| | | (total of| | |
| | | 7.b.1 +| | |
| | | 7.b.2)| | |
++++++
|New | 7.09 %| 0.00 %| 7.09 %| 112927320|
++++++
|Previous | n/a %| n/a %| n/a %| /|
|notification | | | | |
++++++
*7. Details on total positions*
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)*
++++++
|ISIN | Absolute | In % |
++++++
| | Direct| Indirect| Direct| Indirect|
| | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34|
| | WpHG)| WpHG)| WpHG)| WpHG)|
++++++
|DE000A0WMPJ6| 8005691| 0| 7.09 %| 0.00 %|
++++++
|*Total* | 8005691 | 7.09 % |
++++++
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG*
++++++
|Type of |Expiration or |Exercise or | Voting| Voting|
|instrumen|maturity date |conversion | rights|rights in %|
|t | |period | absolute| |
++++++
| | | | 0| 0.00 %|
++++++
| | |*Total* | 0| 0.00 %|
++++++
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG*
+++++++
|Type of|Expiration |Exercise or|Cash or | Voting| Voting|
|instrum|or maturity |conversion |physical | rights|rights in|
|ent |date |period |settlemen| absolute| %|
| | | |t | | |
+++++++
| | | | | 0| 0.00 %|
+++++++
| | | |*Total* | 0| 0.00 %|
+++++++
*8. Information in relation to the person subject to the notification
obligation*

+-++
|X|Person subject to the notification obligation is not |
| |controlled nor does it control any other undertaking(s) that|
| |directly or indirectly hold(s) an interest in the |
| |(underlying) issuer (1.). |
+-++
| |Full chain of controlled undertakings starting with the |
| |ultimate controlling natural person or legal entity: |
+-++

+++++
|Name| % of voting| % of voting| Total of both (if at|
| | rights (if at| rights through| least 5% or more)|
| |least 3% or more)| instruments (if| |
| | | at least 5% or| |
| | | more)| |
+++++
| | | | |
+++++
*9. In case of proxy voting according to Sec. 34 para. 3 WpHG*
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:

++++
| Proportion of voting| Proportion of|Total of both|
| rights| instruments| |
++++
| %| %| %|
++++
*10. Other explanatory remarks:*

++
|Acquisition and Merger with Oppenheimer Funds Inc. Please see |
|following link for further information: we will add link here |
|post acquisition; |
|https://ir.invesco.com/investor-relations/press-releases/defau|
|lt.aspx?_ga=2.153008441.1018859822.1558359393-832691936.155603|
|7780 |
++
Date

++
|09 Oct 2019|
++

2019-10-14 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Archive at www.dgap.de
Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of News DGAP News Service

888365 2019-10-14



(END) Dow Jones Newswires

October 14, 2019 10:58 ET ( 14:58 GMT)
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