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DGAP-PVR: Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

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DGAP Voting Rights Announcement: Nordex SE Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-19 / 19:27 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.



Notification of Major Holdings 1. Details of issuer




Name: Nordex SE

Street: Erich-Schlesinger-Straße 50

Postal code: 18059

City: Rostock
Germany

Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76
2. Reason for notification


Acquisition/disposal of shares with voting rights

X Acquisition/disposal of instruments

Change of breakdown of voting rights

Other reason:
3. Details of person subject to the notification obligation


Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.



5. Date on which threshold was crossed or reached:


13 Oct 2021
6. Total positions


% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)

New 0.05 % 5.29 % 5.34 % 160021035

Previous 0.08 % 4.96 % 5.04 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN Absolute In %

Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)

DE000A0D6554 0 74946 0.00 % 0.05 %

Total 74946 0.05 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %

Call Option From 17.12.2021 to at any time 46974 0.03 %
17.06.2022

Right of recall over securities at any time at any time 6297614 3.94 %
lending agreements

Total 6344588 3.96 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of instrument Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
date period settlement absolute in %

Retail Structured From 04.05.2071 to at any time Cash 976 0 %
Product 01.07.2071

Equity Swap 23.06.2022 at any time Cash 2018232 1.26 %

Put Option 18.03.2022 at any time Physical 106662 0.07 %

Total 2125870 1.33 %
8. Information in relation to the person subject to the notification obligation


Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:



Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)

Morgan Stanley % % %

Morgan Stanley Capital % % %
Management, LLC

Morgan Stanley Domestic % % %
Holdings, Inc.

Morgan Stanley & Co. LLC % % %

- % % %

Morgan Stanley % % %

Morgan Stanley
International Holdings % % %
Inc.

Morgan Stanley % % %
International Limited

Morgan Stanley Investments % % %
(UK)

Morgan Stanley & Co. % % %
International plc

- % % %

Morgan Stanley % % %

Morgan Stanley Capital % % %
Management, LLC

Morgan Stanley Domestic % % %
Holdings, Inc.

Morgan Stanley & Co. LLC % % %

Prime Dealer Services % % %
Corp.

- % % %

Morgan Stanley % % %

Morgan Stanley Capital % % %
Management, LLC

Morgan Stanley Domestic % % %
Holdings, Inc.

E*TRADE Financial % % %
Holdings, LLC

ETCM Holdings, LLC % % %

E*TRADE Securities LLC % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights Proportion of instruments Total of both

% % %
10. Other explanatory remarks:



Date


19 Oct 2021




2021-10-19 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de




Language: English
Company: Nordex SE
Erich-Schlesinger-Straße 50
18059 Rostock
Germany
Internet: www.nordex-online.com

End of News DGAP News Service

1241970 2021-10-19

Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1241970&application_name=news

END) Dow Jones Newswires

October 19, 2021 13:28 ET ( 17:28 GMT)
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